EquityList

Compliance and Regulation

Learn about regulatory requirements across jurisdictions. Covers FEMA filings, SEBI regulations, RBI reporting, 409A valuations, insider trading rules, Rule 701, and other compliance requirements founders and CFOs should track.

Learn what SEC Rule 144 means for selling stock option shares and restricted stock. Understand holding periods, resale rules, and insider requirements.

Learn about Employment Related Securities (ERS) reporting in the UK: reportable events, compliance rules, deadlines, and filing steps for HMRC.

Understand how IRS Form 6251 calculates the Alternative Minimum Tax (AMT) for employees exercising Incentive Stock Options (ISOs), and learn when and how to file it.

Comprehensive guide to IFRS 2 share-based payment: scope, types, fair value measurement, group transactions, disclosures, and key differences from US GAAP (ASC 718).

Understand SEBI compliance requirements for Long Term Incentive Plans (LTIPs) in listed companies, including key regulations and approval procedures.

Complete Section 409A compliance guide for employers. Learn key requirements, avoid penalties, and protect employees from tax consequences.

Compliance and Regulation

Rule 144 Explained: A Complete Guide to Selling Restricted Stock and Stock Options

UK Employment-Related Securities (ERS) Reporting: A Complete Guide

Form 6251: How AMT Impacts ISO Exercises and What Founders Should Know

IFRS 2 Share-Based Payment: The Complete Guide

SEBI Compliance Requirements for Long-Term Incentive Plans (LTIPs) in Listed Companies

IRS Section 409A Compliance: What Employers Must Know To Protect Employees From Tax Penalties

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