EquityList

Compliance and Regulation

Learn about regulatory requirements across jurisdictions. Covers FEMA filings, SEBI regulations, RBI reporting, 409A valuations, insider trading rules, Rule 701, and other compliance requirements founders and CFOs should track.

Wondering if your startup actually needs to file DPT-3? Here's what counts as an exempted receipt, what doesn't, and where convertible notes and loans fit in.

DIR-12 is mandatory even when DIR-11 isn't. Get the deadlines, fee slabs, and required documents for filing director changes under the Companies Act, 2013.

Cap table due diligence checklist for Indian companies: what investors verify against your Register of Members, valuations, and FEMA trail.

FDI in India: automatic vs approval route, eligible instruments, pricing rules for unlisted companies, FC-GPR filing deadlines, and annual FLA return obligations.

Cap table due diligence confirms your documented ownership matches signed, filed records. See what VCs verify line by line and how to prepare before a round.

Secretarial audit applicability hinges on two triggers for a private company: ₹100 crore in bank borrowings or a public-company parent. Understand both the routes.

Compliance and Regulation

DPT-3 Return Filing Guide for Startups in India

DIR-12: Director Appointment, Resignation & Changes Guide

Cap Table Due Diligence Checklist for Indian Companies

FDI Rules for Indian Startups: Routes and FEMA Compliance

The Cap Table Due Diligence Checklist for U.S. Companies

Secretarial Audit Applicability for Private Companies

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