EquityList

Compliance and Regulation

Learn about regulatory requirements across jurisdictions. Covers FEMA filings, SEBI regulations, RBI reporting, 409A valuations, insider trading rules, Rule 701, and other compliance requirements founders and CFOs should track.

A complete guide to insider trading compliance for Indian public companies under SEBI regulations. We cover PIT, LODR, PFUTP, real cases, and penalties.

Learn everything about IRS Form 3922, including its purpose, filing requirements, tax implications, and penalties for non-compliance.

Thinking about incorporating your business? Learn the key differences between company formation and incorporation, and the steps to incorporate in India.

Learn how ASC 718 guides the expensing of stock-based compensation and ensures GAAP compliance, crucial for audits during Series A and later funding rounds.

ASC 820 provides a standardized approach for measuring and reporting the fair value of assets and liabilities in financial statements. Learn how it guides 409A valuations and serves as a framework for financial reporting and audits.

The Companies Act mandates legal compliance for ESOPs and sweat equity for unlisted companies. However, SARs issued by unlisted companies are unregulated.

Compliance and Regulation

Insider Trading Compliance for Indian Listed Companies

U.S. Form 3922: Transfer of Stock Acquired Through an ESPP

Process to Incorporate a Company in India

What is ASC 718?

What is ASC 820?

Regulatory Compliances for Equity Compensation in India

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